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Eduardo  Sotomayor

Eduardo Sotomayor

Chief Compliance Officer

Eduardo Sotomayor is the Chief Compliance Officer of PWMG. He also serves as registered Principal, Chief Compliance Officer and Head of Operations of Pariter Securities. Part of the daily functions of Mr. Sotomayor involves supervising advisors to make sure that client’s objectives are met, as well as perform due diligence on products and services offered to clients by third party providers. He also supervises that all policies and procedures of the firm are met, as required by local and state regulators. Prior to joining PWMG, he served as registered supervisory principal with CITI International Financial Services (CIFS) from 2012 to July 2015 and as a Financial Representative from July 2015 to February 2016. Prior to that he was registered with Pariter Securities, BBVA Securities and PFS Investments Inc. He also has over 10 years of experience in the insurance industry. Mr. Sotomayor is graduate of Universidad Interamericana de PR, with a bachelor’s degree in Finance. He holds FINRA licenses Series 7, 4, & 24.